Satisfying regulators requires the ability to respond immediately to audits or investigations—and to provide guaranteed recording and retention evidence.
That means your trades need to be reconstructed and documented pre- and post-trade across all modes of communication. What’s more, you must consistently monitor communications for potential irregularities and misconduct. And, you must retain call recordings in a searchable format for at least one year. IPC is here to help ensure that your processes, solutions and services are sound, flexible and reliable.