Compliance in global financial trading has never been more challenging. Organizations face increasing regulatory demands while managing complex communication infrastructures. To address these challenges, IPC introduces Assurance—a cutting-edge digital solution designed to centralize, streamline, and oversee regulated communications and compliance processes, empowering businesses to stay ahead of regulatory changes while maintaining control.
Financial Organizations must adhere to laws, regulations, and industry standards. Compliance assurance helps ensure that a company meets these obligations, reducing the risk of legal penalties, fines, and lawsuits. By implementing robust compliance assurance practices, organizations can identify and mitigate risks associated with non-compliance. This proactive approach helps protect the organization from potential financial loss and reputational damage.
A strong commitment to compliance can enhance an organization’s reputation. Companies known for their ethical practices and compliance with regulations are more likely to earn the trust of customers, partners, and stakeholders.
Centralized regulatory verification with near real-time monitoring and reporting. Automatically identify and resolve interaction recordings gaps, helping to ensure complete data capture, and improve audit readiness with comprehensive dashboards and exportable reports.
Regularly verify and monitor the implementation of your compliance policy and retention to ensure they are being adhered to correctly. Promptly flag any violations and ensure that all regulatory interactions are managed in accordance with best practices.
Trade Floor System Check (TFSC) automated end-to-end testing for the capture and archiving of regulated interactions, which can be executed on a scheduled or ad-hoc basis. This system check will provide ‘Ready for Service’ reports and ensure post-maintenance system integrity.
✓ Streamline regulatory compliance processes with automated verification and real-time reporting.
✓ Identify and address call monitoring gaps instantly to ensure full compliance coverage.
✓ Ensure complete data capture for accurate audits and regulatory reviews.
✓ Improve audit readiness with detailed dashboards, exportable reports, and comprehensive tracking.
✓ Reduce compliance risks by proactively managing and resolving potential issues.
✓ Streamline technology testing processes with automation, saving time and resources.
✓ Reduce risks of system downtime or failures with built-in diagnostics, customizable alerts, and real-time performance monitoring.
Learn how IPC’s Assurance solutions can help you centralize, automate and assure communications compliance.
Our CEO Kurt Adams joins ICE’s Chris Edmonds on Inside the ICE House to discuss how IPC is leading the next chapter of innovation—through customer-first approach, cutting-edge technology, and a bold new vision for voice trading.
