At the recent Securities Industry and Financial Markets Association’s (SIFMA) Compliance and Legal Society’s Annual Conference in San Diego, CA1, IPC® surveyed many of the event’s attendees for new insights on the compliance issues their firms are facing and the investments in compliance-related technologies they are making. This e-book provides a quick summary of the survey’s top findings.
More than 81% of our survey respondents hold C-level positions in their firms or organizations. This includes Chief Risk Officers, Chief Data Officers and Chief Legal Counsels as well as CEOs, COOs and CIOs. As a result, our survey gives an up-to-date look at C-suite perspectives on compliance issues and actions.