The C-Suite and Compliance

The C-Suite and Compliance

IPC® surveyed many of the SIFMA C&L 2017 Annual Seminar attendees for new insights on the compliance issues their firms are facing and the investments in compliance-related technologies they are making. More than 81% of our survey respondents hold C-level positions in their firms or organizations. This includes Chief Risk Officers, Chief Data Officers and Chief Legal Counsels as well as CEOs, COOs and CIOs.